Cosmetic Labeling Regulations
21 CFR Part 700
Subpart A-General Provisions
701.1 Misbranding.
701.2 Form of stating labeling requirements.
701.3 Designation of ingredients.
701.9 Exemptions from labeling requirements.
701.1 Misbranding.
(a) Among representations in labeling of a cosmetic which render such
cosmetic misbranded is a false or misleading representation with respect to
another cosmetic or a food, drug, or device.
(b) The labeling of a cosmetic which contains two or more ingredients may be
misleading by reason (among other reasons) of the designation of such cosmetic
in such labeling by a name which includes or suggests the name of one or more
but not all such ingredients, even though the names of all such ingredients are
stated elsewhere in the labeling.
701.2 Form of stating labeling requirements.
(a) A word, statement, or other information required by or under authority
of the Act to appear on the label may lack that prominence and conspicuousness
required by section 602(c) of the Act by reason (among other reasons) of:
(1) The failure of such word, statement, or information to appear on the
part or panel of the label which is presented or displayed under customary
conditions of purchase;
(2) The failure of such word, statement, or information to appear on two or
more parts or panels of the label, each of which has sufficient space therefor,
and each of which is so designed as to render it likely to be, under customary
conditions of purchase, the part or panel displayed;
(3) The failure of the label to extend over the area of the container or
package available for such extension, so as to provide sufficient label space
for the prominent placing of such word, statement, or information;
(4) Insufficiency of label space (for the prominent placing of such word,
statement, or information) resulting from the use of label space for any word,
statement, design, or device which is not required by or under authority of the
Act to appear on the label;
(5) Insufficiency of label space (for the prominent placing of such word,
statement, or information) resulting from the use of label space to give
materially greater conspicuousness to any other word, statement, or information,
or to any design or device;
(6) Smallness or style of type in which such word, statement, or information
appears, insufficient background contrast, obscuring designs or vignettes, or
crowding with other written, printed, or graphic matter.
(b)
(1) All words, statements, and other information required by or under
authority of the Act to appear on the label or labeling shall appear thereon in
the English language: Provided, however, That in the case of articles
distributed solely in the Commonwealth of Puerto Rico or in a Territory where
the predominant language is one other than English, the predominant language may
be substituted for English.
(2) If the label contains any representation in a foreign language, all
words, statements, and other information required by or under authority of the
Act to appear on the label shall appear thereon in the foreign language.
(3) If the labeling contains any representation in a foreign language, all
words, statements, and other information required by or under authority of the
Act to appear on the label or labeling shall appear on the labeling in the
foreign language.
701.3 Designation of ingredients.
(a) The label on each package of a cosmetic shall bear a declaration of the
name of each ingredient in descending order of predominance, except that
fragrance or flavor may be listed as fragrance or flavor. An ingredient which is
both fragrance and flavor shall be designated by each of the functions it
performs unless such ingredient is identified by name. No ingredient may be
designated as fragrance or flavor unless it is within the meaning of such term
as commonly understood by consumers. Where one or more ingredients is accepted
by the Food and Drug Administration as exempt from public disclosure pursuant to
the procedure established in § 720.8(a) of this chapter, in lieu of label
declaration of identity the phrase "and other ingredients" may be used
at the end of the ingredient declaration.
(b) The declaration of ingredients shall appear with such prominence and
conspicuousness as to render it likely to be read and understood by ordinary
individuals under normal conditions of purchase. The declaration shall appear on
any appropriate information panel in letters not less than 1/16 of an inch in
height and without obscuring design, vignettes, or crowding. In the absence of
sufficient space for such declaration on the package, or where the manufacturer
or distributor wishes to use a decorative container, the declaration may appear
on a firmly affixed tag, tape, or card. In those cases where there is
insufficient space for such declaration on the package, and it is not practical
to firmly affix a tag, tape, or card, the Commissioner may establish by
regulation an acceptable alternate, e.g., a smaller type size. A petition
requesting such a regulation as an amendment to this paragraph shall be
submitted pursuant to part 10 of this chapter.
(c) A cosmetic ingredient shall be identified in the declaration of
ingredients by:
(1) The name specified in § 701.30 as established by the Commissioner
for that ingredient for the purpose of cosmetic ingredient labeling pursuant to
paragraph (e) of this section;
(2) In the absence of the name specified in § 701.30, the name adopted
for that ingredient in the following editions and supplements of the following
compendia, listed in order as the source to be utilized:
(i) CTFA (Cosmetic, Toiletry and Fragrance Association, Inc.) Cosmetic
Ingredient Dictionary, Second Ed., 1977 (available from the Cosmetic, Toiletry
and Fragrance Association, Inc. 1110 Vermont Ave. NW., Suite 800, Washington, DC
20005, or available for inspection at the Office of the Federal Register, 800
North Capitol Street, NW., suite 700, Washington, DC 20408), which is
incorporated by reference, except for the following deletions and revisions:
(a) The following names are not adopted for the purpose of cosmetic
ingredient labeling:
Acid Black 58
Acid Black 107
Acid Black 139
Acid Blue 168
Acid Blue 170
Acid Blue 188
Acid Blue 209
Acid Brown 19
Acid Brown 30
Acid Brown 44
Acid Brown 45
Acid Brown 46
Acid Brown 48
Acid Brown 224
Acid Orange 80
Acid Orange 85
Acid Orange 86
Acid Orange 88
Acid Orange 89
Acid Orange 116
Acid Red 131
Acid Red 213
Acid Red 252
Acid Red 259
Acid Violet 73
Acid Violet 76
Acid Violet 99
Acid Yellow 114
Acid Yellow 127
Direct Yellow 81
Solvent Black 5
Solvent Brown 43
Solvent Yellow 63
Solvent Yellow 90
(b) The following names are adopted for the purpose of cosmetic ingredient
labeling, provided the respective monographs are revised to describe their
otherwise disclosed chemical compositions, or describe their chemical
compositions more precisely, and such revised monographs are published in
supplements to this dictionary edition by July 18, 1980.
Acid Black 2
Benzophenone-11
Carbomer 934
Carbomer 934P
Carbomer 940
Carbomer 941
Carbomer 960
Carbomer 961
Chlorofluorocarbon 11S
Dimethicone Copolyol
Disperse Red 17
Pigment Green 7
Polyamino Sugar Condensate
SD Alcohol (all 27 alphanumeric designations)
Sodium Chondroitin Sulfate
Synthetic Beeswax
(c) The following names are adopted for the purpose of cosmetic ingredient
labeling until January 19, 1981.
Amphoteric (all 20 numeric designations)
Quaternium (all 49 numeric designations)
(ii) United States Pharmacopeia, 19th Ed., 1975, and Second Supplement to
the USP XIX and NF XIV, 1976. (Copies are available from the U.S. Pharmacopeial
Convention, Inc., 12601 Twinbrook Parkway, Rockville, MD 20852, or available for
inspection at the Office of the Federal Register, 800 North Capitol Street, NW.,
suite 700, Washington, DC 20408.)
(iii) National Formulary, 14th Ed., 1975, and Second Supplement to the USP
XIX and NF XIV, 1976. (Copies are available from the U.S. Pharmacopeial
Convention, Inc., 12601 Twinbrook Parkway, Rockville, MD 20852, or available for
inspection at the Office of the Federal Register, 800 North Capitol Street, NW.,
suite 700, Washington, DC 20408).
(iv) Food Chemicals Codex, 2d Ed., 1972; First Supplement, 1974, and Second
Supplement, 1975, which are incorporated by reference. Copies are available from
the Center for Food Safety and Applied Nutrition, Food and Drug Administration,
200 C St. SW., Washington, DC 20204, or available for inspection at the Office
of the Federal Register, 800 North Capitol Street, NW., suite 700, Washington,
DC 20408.
(v) USAN and the USP dictionary of drug names, USAN 1975, 1961-1975
cumulative list.(Copies are available from the U.S. Pharmacopeial Convention,
Inc., 12601 Twinbrook Parkway, Rockville, MD 20852, or available for inspection
at the Office of the Federal Register, 800 North Capitol Street, NW., suite 700,
Washington, DC 20408.)
(3) In the absence of such a listing, the name generally recognized by
consumers.
(4) In the absence of any of the above, the chemical or other technical name
or description.
(d) Where a cosmetic product is also a drug, the declaration shall first
declare the active drug ingredients as required under section 502(e) of the
Federal Food, Drug, and Cosmetic Act, and shall then declare the cosmetic
ingredients.
(e) Interested persons may submit a petition requesting the establishment of
a specific name for a cosmetic ingredient pursuant to part 10 of this chapter.
The Commissioner may also propose such a name on his own initiative.
(f) As an alternative to listing all ingredients in descending order of
predominance, ingredients may be grouped and the groups listed in the following
manner and order:
(1) Ingredients, other than color additives, present at a concentration
greater than 1 percent, in descending order of predominance; followed by
(2) Ingredients, other than color additives, present at a concentration of
not more than 1 percent, without respect to order of predominance; followed by
(3) Color additives, without respect to order of predominance. Ingredients
specified in paragraph
(f)(2) of this section may be included with those specified in paragraph
(f)(1) of this section and listed in descending order of predominance.
(g) A declaration of ingredients may include an ingredient not in the
product if the ingredient is identified by the phrase "may contain"
and:
(1) It is a color additive added to some batches of the product for purposes
of color matching; or
(2)
(i) The same declaration of ingredients is also used for other products
similar in composition and intended for the same use, including products which
may be assortments of products similar in composition and intended for the same
use; and
(ii) Such products are "shaded" products, i.e., those falling
within the product categories identified in § 720.4 (c)(3), (7) and (8)(v)
of this chapter; and
(iii) All products sharing the common declaration of ingredients are sold by
the labeler under a common trade name or brand designation, and no trade name or
brand designation not common to all such products appears in the labeling of any
of them; and
(iv) The ingredient is a color additive.
(h) As an alternative to a declaration of color additive ingredients for
each product, the color additives of an assortment of cosmetic products that are
sold together in the same package may be declared in a single composite list in
a manner that is not misleading and that indicates that the list pertains to all
the products.
(i) As an alternative to the declaration of ingredients specified in
paragraph (b) of this section, the declaration of ingredients may appear in
letters not less than 1/16 of an inch in height in labeling accompanying the
product, as for example, on padded sheets or in leaflets, if the total surface
area of the package is less than 12 square inches. This paragraph is
inapplicable to any packaged cosmetic product enclosed in an outer container,
e.g., a folding carton. In addition, this paragraph is applicable only to
cosmetic products meeting one of the following requirements:
(1) The cosmetic products are held and displayed for sale in tightly
compartmented trays or racks of a display unit. The holder of the labeling
bearing the declaration of ingredients shall be attached to the display unit; or
(2) The cosmetic products are "shaded" products, i.e., those
falling within the product categories identified in § 720.4 (c)(3), (7) and
(8)(v) of this chapter, and are held for sale in tightly compartmented trays or
racks. The holder of the labeling bearing the declaration of ingredients shall
be attached to a display chart bearing samples of the product shades, which is
displayed to purchasers. Such a display chart shall be of such construction and
design as to permit its continuous use as a display, such as on a counter, and
shall be designed for the primary purpose of displaying samples of the shades of
the products.
(j) The holder of labeling bearing a declaration of ingredients and used in
accordance with paragraph (i) of this section shall be attached to the display
unit or chart and shall meet one of the following conditions:
(1) The labeling is on the front of the display unit or chart and can be
read in full by a purchaser facing the display unit or chart under customary
conditions of retail sale; or
(2) The labeling is on the front of the display unit or chart, is partially
visible, and is accompanied by a conspicuous notice on the front of the display
unit or chart describing the location of such labeling in letters not less than
3/16 of an inch in height, e.g., "Ingredient lists above", that can be
read by a purchaser facing the display unit or chart under customary conditions
of retail sale, or by the notice required by provisions in paragraph (k)(3) of
this section, if conspicuous at all times; or
(3) The labeling is on a side of the display unit or chart, but not on the
top, back, or bottom, and is accompanied by a conspicuous notice on the front of
the display unit or chart describing the location of such labeling in letters
not less than 3/16 of an inch in height, e.g., "Ingredient lists located on
right side of display", that can be read by a purchaser facing the display
unit or chart under customary conditions of retail sale.
(k) Any use of a display unit or chart bearing labeling under the provisions
of paragraph (i) of this section shall meet the following requirements:
(1) All articles of labeling bearing ingredient declarations and used in
conjunction with any one display unit or chart shall be identical and shall
declare the ingredients of all products sold in conjunction with the display
unit or chart for which the ingredient declaration is made pursuant to paragraph
(i) of this section.
(2) Any display unit or chart intended for such use shall be shipped
together with the labeling intended to be attached to it.
(3) Every display unit or chart and/or labeling system shall be designed so
that the words "Federal law requires ingredient lists to be displayed here"
in letters not less than 3/16 of an inch in height (i) become conspicuous when
no ingredient declarations are displayed and when the last list has been taken,
or (ii) are conspicuous at all times adjacent to the place where ingredient
declarations are to be attached.
(4) Any labeling containing a declaration of ingredients which reflects a
formulation change and not shipped accompanying a display unit or chart shall be
dated. Whenever any formulation change is made, and the labeling containing the
declaration of ingredients is thereby required to be used in conjunction with
products of both the old and new formulations, the labeling shall declare the
ingredients of both the old and new formulations separately in a way that is not
misleading and in a way that permits the purchaser to identify the ingredient
declaration applicable to each package, or which clearly advises the purchaser
that the formulation has been changed and that either declaration may be
applicable.
(5) Sufficient copies of the declaration of ingredients shall be provided
with each shipment of a cosmetic so that a purchaser may obtain a copy of the
declaration with each purchase. Display units and replacement labeling for
display units shall be accompanied by instructions to the retailer, which when
followed will result in compliance with the requirements of this section. Copies
of the declaration accompanying refills shall be attached to the specific refill
items to which they pertain, or shall be packed with the specific refill items
to which they pertain, in a container that does not contain other cosmetic
products.
(6) The firm whose name appears on a product pursuant to § 701.12 shall
promptly mail a copy of the declaration of ingredients to any person requesting
it.
(7) The display unit or chart shall be designed and located such that the
labeling is easily accessible to a purchaser facing the display unit or chart
under customary conditions of retail sale.
(l) The provisions of this section do not require the declaration of
incidental ingredients that are present in a cosmetic at insignificant levels
and that have no technical or functional effect in the cosmetic. For the purpose
of this paragraph, incidental ingredients are:
(1) Substances that have no technical or functional effect in the cosmetic
but are present by reason of having been incorporated into the cosmetic as an
ingredient of another cosmetic ingredient.
(2) Processing aids, which are as follows:
(i) Substances that are added to a cosmetic during the processing of such
cosmetic but are removed from the cosmetic in accordance with good manufacturing
practices before it is packaged in its finished form.
(ii) Substances that are added to a cosmetic during processing for their
technical or functional effect in the processing, are converted to substances
the same as constituents of declared ingredients, and do not significantly
increase the concentration of those constituents.
(iii) Substances that are added to a cosmetic during the processing of such
cosmetic for their technical and functional effect in the processing but are
present in the finished cosmetic at insignificant levels and do not have any
technical or functional effect in that cosmetic.
(m) In the event that there is a current or anticipated shortage of a
cosmetic ingredient, the declaration required by this section may specify
alternatives to any ingredients that may be affected. An alternative ingredient
shall be declared either (1) immediately following the normally used ingredient
for which it substitutes, in which case it shall be identified as an alternative
ingredient by the word "or" following the name of the normally used
ingredient and any other alternative ingredient, or (2) following the
declaration of all normally used ingredients, in which case the alternative
ingredients in the group so listed shall be listed in expected descending order
of predominance or in accordance with the provisions of paragraph (f) of this
section and shall be identified as alternative ingredients by the phrase "may
also contain". This paragraph is inapplicable to any ingredient mentioned
in advertising, or in labeling other than in the declaration of ingredients
required by this section.
(n) In the event that the shortage of a cosmetic ingredient necessitates a
formulation change, packages bearing labels declaring the ingredients of the old
formulation may be used if the revised ingredient declaration appears (1) on a
firmly affixed tag, tape, card, or sticker or similar overlabeling attached to
the package and bearing the conspicuous words "new ingredient list" in
letters not less than 1/16 of an inch in height, or (2) on labeling inside an
unsealed package and the package bears the conspicuous words, on a sticker or
similar overlabeling, "new ingredient list inside" in letters not less
than 1/16 of an inch in height.
(o) The ingredients of products that are similar in composition and intended
for the same use may be declared as follows:
(1) The declaration of ingredients for an assortment of such products that
are sold together in the same package, e.g., eyeshadows of different colors, may
declare the ingredients that are common to all the products, in a single list in
their cumulative order of predominance or in accordance with the provisions of
paragraph (f) of this section, together with a statement, in terms that are as
informative as practicable and that are not misleading, declaring the other
ingredients and identifying the products in which they are present. The color
additive ingredients of all the products in such an assortment, whether or not
common to all the products, may be declared in a single composite list following
the declaration of the other ingredients without identifying the products in
which they are present.
(2) The ingredients of an assortment of such products that are sold together
in the same package, e.g., eyeshadows of different colors, may be declared in a
single list in their cumulative order of predominance or in accordance with the
provisions of paragraph (f) of this section, if the package is designed such
that it has a total surface area available to bear labeling of less than 12
square inches. For the purpose of this paragraph, surface area is not available
for labeling if physical characteristics of the package surface, e.g.,
decorative relief, make application of a label impractical.
(3) The declaration of ingredients for such a product that is individually
packaged and bears a label that is shared with other products pursuant to the
provisions of paragraph (g)(2) of this section, e.g., one lipstick in a line of
lipsticks, may declare the ingredients that are common to all such products, in
a single list in their cumulative order of predominance or in accordance with
the provisions of paragraph (f) of this section, together with a statement, in
terms that are as informative as practicable and that are not misleading,
declaring the other ingredients in such products, and identifying the products
in which they are present. The color additive ingredients shall be declared in
accordance with the provisions of paragraph (g) of this section.
(4) The declaration of ingredients for an assortment of such cosmetic
products that bears a label that is shared with other products pursuant to the
provisions of paragraph (g)(2) of this section, e.g., one of several compacts in
a line of compacts, may declare the ingredients that are common to all such
products, in a single list in their cumulative order of predominance or in
accordance with the provisions of paragraph (f) of this section, together with a
statement, in terms that are as informative as practicable and that are not
misleading, declaring the other ingredients in such products and identifying the
products in which they are present. The color additive ingredients shall be
declared in accordance with the provisions of paragraph (g) of this section.
(p) As an alternative to the declaration of ingredients in letters not less
than 1/16 of an inch in height, letters may be not less than 1/32 of an inch in
height if the package is designed such that it has a total surface area
available to bear labeling of less than 12 square inches. For the purpose of
this paragraph, surface area is not available for labeling if physical
characteristics of the package surface, e.g., decorative relief, make
application of a label impractical.
(q) The inside containers in a multiunit or multicomponent retail cosmetic
package are not required to bear a declaration of ingredients when the labeling
of the multiunit or multicomponent retail cosmetic package meets all the
requirements of this section and the inside containers are not intended to be,
and are not customarily, separated from the retail package for retail sale.
(r) In the case of cosmetics distributed to the consumers by direct mail, as
an alternative to the declaration of ingredients on an information panel, the
declaration of ingredients may appear in letters not less than 1/16 of an inch
in height in labeling that accompanies and specifically relates to the
cosmetic(s) mailed, or in labeling furnished to each consumer for his personal
use and from which he orders cosmetics through the mail, e.g., a direct mail
sales catalog or brochure, provided all of the following additional requirements
are met:
(1) The declarations of ingredients are conspicuous and presented in a way
that permits the consumer to identify the declaration of ingredients applicable
to each cosmetic.
(2) The package mailed to the consumer is accompanied by a notice located
on, or affixed to, the top of the package or on top of the contents inside the
package, or on the face of the package platform surrounding and holding the
product(s), readily visible to the consumer on opening of the package, and
provides the following information in letters not less than 3/16 of an inch in
height:
(i) The location of the declarations of ingredients, e.g., in an
accompanying brochure, or in a sales catalog used for ordering;
(ii) A statement that a copy of the declaration of ingredients will be
mailed promptly to any person requesting it; and
(iii) The name and place of business of the mail order distributor,
(3) The mail order distributor promptly mails a copy of the declaration of
ingredients to any person requesting it.
[39 FR 10056, Mar. 15, 1974, as amended at 40 FR 8922, Mar. 3, 1975; 40 FR
18426, Apr. 28, 1975; 42 FR 4718, Jan. 25, 1977; 42 FR 15676, Mar. 22, 1977; 42
FR 24255, May 31, 1977; 42 FR 46516, Sept. 16, 1977; 42 FR 61257, Dec. 2, 1977;
45 FR 3577, Jan. 18, 1980; 47 FR 9397, Mar. 5, 1982; 54 FR 24900, June 12, 1989]
701.9 Exemptions from labeling requirements.
(a) Except as provided by paragraphs (b) and (c) of this section, a shipment
or other delivery of a cosmetic which is, in accordance with the practice of the
trade, to be processed, labeled, or repacked in substantial quantity at an
establishment other than that where originally processed or packed, shall be
exempt, during the time of introduction into and movement in interstate commerce
and the time of holding in such establishment, from compliance with the labeling
requirements of sections 601(a) and 602(b) of the act if:
(1) The person who introduced such shipment or delivery into interstate
commerce is the operator of the establishment where such cosmetic is to be
processed, labeled, or repacked; or
(2) In case such person is not such operator, such shipment or delivery is
made to such establishment under a written agreement, signed by and containing
the post office addresses of such person and such operator, and containing such
specifications for the processing, labeling, or repacking, as the case may be,
of such cosmetic in such establishment as will insure, if such specifications
are followed, that such cosmetic will not be adulterated or misbranded within
the meaning of the act upon completion of such processing, labeling, or
repacking. Such person and such operator shall each keep a copy of such
agreement until 2 years after the final shipment or delivery of such cosmetic
from such establishment, and shall make such copies available for inspection at
any reasonable hour to any officer or employee of the Department who requests
them.
(b) An exemption of a shipment or other delivery of a cosmetic under
paragraph (a)(1) of this section shall, at the beginning of the act of removing
such shipment or delivery, or any part thereof, from such establishment, become
void ab initio if the cosmetic comprising such shipment, delivery, or part is
adulterated or misbranded within the meaning of the act when so removed.
(c) An exemption of a shipment or other delivery of a cosmetic under
paragraph (a)(2) of this section shall become void ab initio with respect to the
person who introduced such shipment or delivery into interstate commerce upon
refusal by such person to make available for inspection a copy of the agreement,
as required by such clause.
(d) An exemption of a shipment or other delivery of a cosmetic under
paragraph (a)(2) of this section shall expire:
(1) At the beginning of the act of removing such shipment or delivery, or
any part thereof, from such establishment if the cosmetic comprising such
shipment, delivery, or part is adulterated or misbranded within the meaning of
the act when so removed; or
(2) Upon refusal by the operator of the establishment where such cosmetic is
to be processed, labeled, or repacked, to make available for inspection a copy
of the agreement, as required by such clause.
Subpart B-Package Form
701.10 Principal display panel.
701.11 Identity labeling.
701.12 Name and place of business of manufacturer, packer, or distributor.
701.13 Declaration of net quantity of contents.
701.10 Principal display panel.
The term principal display panel as it applies to cosmetics in package form
and as used in this part, means the part of a label that is most likely to be
displayed, presented, shown, or examined under customary conditions of display
for retail sale. The principal display panel shall be large enough to
accommodate all the mandatory label information required to be placed thereon by
this part with clarity and conspicuousness and without obscuring designs,
vignettes, or crowding. Where packages bear alternate principal display panels,
information required to be placed on the principal display panel shall be
duplicated on each principal display panel. For the purpose of obtaining uniform
type size in declaring the quantity of contents of all packages of substantially
the same size, the term "area of the principal display panel" means
the area of the side or surface that bears the principal display panel, which
area shall be:
(a) In the case of a rectangular package where one entire side properly can
be considered to be the principal display panel side, the product of the height
times the width of that side;
(b) In the case of a cylindrical or nearly cylindrical container, 40 percent
of the product of the height of the container times the circumference; and
(c) In the case of any other shape of container, 40 percent of the total
surface of the container: Provided, however, That where such container presents
an obvious "principal display panel" such as the top of a triangular
or circular package, the area shall consist of the entire top surface.
In determining the area of the principal display panel, exclude tops,
bottoms, flanges at the tops and bottoms of cans, and shoulders and necks of
bottles or jars. In the case of cylindrical or nearly cylindrical containers,
information required by this part to appear on the principal display panel shall
appear within that 40 percent of the circumference which is most likely to be
displayed, presented, shown, or examined under customary conditions of display
for retail sale.
701.11 Identity labeling.
(a) The principal display panel of a cosmetic in package form shall bear as
one of its principal features a statement of the identity of the commodity.
(b) Such statement of identity shall be in terms of:
(1) The common or usual name of the cosmetic; or
(2) An appropriately descriptive name or, when the nature of the cosmetic is
obvious, a fanciful name understood by the public to identify such cosmetic; or
(3) An appropriate illustration or vignette representing the intended
cosmetic use.
(c) The statement of identity shall be presented in bold type on the
principal display panel, shall be in a size reasonably related to the most
prominent printed matter on such panel, and shall be in lines generally parallel
to the base on which the package rests as it is designed to be displayed.
701.12 Name and place of business of manufacturer, packer, or
distributor.
(a) The label of a cosmetic in package form shall specify conspicuously the
name and place of business of the manufacturer, packer, or distributor.
(b) The requirement for declaration of the name of the manufacturer, packer,
or distributor shall be deemed to be satisfied in the case of a corporation only
by the actual corporate name, which may be preceded or followed by the name of
the particular division of the corporation. Abbreviations for "Company,"
"Incorporated," etc., may be used and "The" may be omitted.
In the case of an individual, partnership, or association, the name under which
the business is conducted shall be used.
(c) Where the cosmetic is not manufactured by the person whose name appears
on the label, the name shall be qualified by a phrase that reveals the
connection such person has with such cosmetic; such as, "Manufactured for
-------", "Distributed by --------", or any other wording that
expresses the facts.
(d) The statement of the place of business shall include the street address,
city, State, and ZIP Code; however, the street address may be omitted if it is
shown in a current city directory or telephone directory. The requirement for
inclusion of the ZIP Code shall apply only to consumer commodity labels
developed or revised after the effective date of this section. In the case of
nonconsumer packages, the ZIP Code shall appear either on the label or the
labeling (including the invoice).
(e) If a person manufactures, packs, or distributes a cosmetic at a place
other than his principal place of business, the label may state the principal
place of business in lieu of the actual place where such cosmetic was
manufactured or packed or is to be distributed, unless such statement would be
misleading.
701.13 Declaration of net quantity of contents.
(a) The label of a cosmetic in package form shall bear a declaration of the
net quantity of contents. This shall be expressed in terms of weight, measure,
numerical count, or a combination of numerical count and weight or measure. The
statement shall be in terms of fluid measure if the cosmetic is liquid or in
terms of weight if the cosmetic is solid, semisolid, or viscous, or a mixture of
solid and liquid. If there is a firmly established, general consumer usage and
trade custom of declaring the net quantity of a cosmetic by numerical count,
linear measure, or measure of area, such respective term may be used. If there
is a firmly established, general consumer usage and trade custom of declaring
the contents of a liquid cosmetic by weight, or a solid, semisolid, or viscous
cosmetic by fluid measure, it may be used. Whenever the Commissioner determines
for a specific packaged cosmetic that an existing practice of declaring net
quantity of contents by weight, measure, numerical count, or a combination of
these does not facilitate value comparisons by consumers, he shall by regulation
designate the appropriate term or terms to be used for such cosmetic.
(b) Statements of weight shall be in terms of avoirdupois pound and ounce.
Statements of fluid measure shall be in terms of the U.S. gallon of 231 cubic
inches and quart, pint, and fluid-ounce subdivisions thereof and shall express
the volume at 68· F. (20· C.).
(c) When the declaration of quantity of contents by numerical count, linear
measure, or measure of area does not give accurate information as to the
quantity of cosmetic in the package, it shall be augmented by such statement of
weight, measure, or size of the individual units or the total weight or measure
of the cosmetic as will give such information.
(d) The declaration may contain common or decimal fractions. A common
fraction shall be in terms of halves, quarters, eighths, sixteenths, or
thirty-seconds; except that if there exists a firmly established, general
consumer usage and trade custom of employing different common fractions in the
net quantity declaration of a particular commodity they may be employed. A
common fraction shall be reduced to its lowest terms; a decimal fraction shall
not be carried out to more than two places. A statement that includes small
fractions of an ounce shall be deemed to permit smaller variations than one
which does not include such fractions.
(e) The declaration shall be located on the principal display panel of the
label; with respect to packages bearing alternate principal display panels, it
shall be duplicated on each principal display panel: Provided, That:
(1) The principal display panel of a cosmetic marketed in a "boudoir-type"
container including decorative cosmetic containers of the "cartridge,"
"pill box," "compact," or "pencil" variety, and
those with a capacity of one-fourth ounce or less, may be considered to be a
tear-away tag or tape affixed to the decorative container and bearing the
mandatory label information as required by this part, but the type size of the
net quantity of contents statement shall be governed by the dimensions of the
decorative container; and
(2) The principal display panel of a cosmetic marketed on a display card to
which the immediate container is affixed may be considered to be the display
panel of the card, and the type size of the net quantity of content statement is
governed by the dimensions of the display card.
(f) The declaration shall appear as a distinct item on the principal display
panel, shall be separated (by at least a space equal to the height of the
lettering used in the declaration) from other printed label information
appearing above or below the declaration and (by at least a space equal to twice
the width of the letter "N" of the style of type used in the quantity
of contents statement) from other printed label information appearing to the
left or right of the declaration. It shall not include any term qualifying a
unit of weight, measure, or count (such as "giant pint" and "full
quart") that tends to exaggerate the amount of the cosmetic in the
container. It shall be placed on the principal display panel within the bottom
30 percent of the area of the label panel in line generally parallel to the base
on which the package rests as it is designed to be displayed: Provided, That:
(1) On packages having a principal display panel of 5 square inches or less,
the requirement for placement within the bottom 30 percent of the area of the
label panel shall not apply when the declaration of net quantity of contents
meets the other requirements of this part; and
(2) In the case of a cosmetic that is marketed with both outer and inner
retail containers bearing the mandatory label information required by this part,
and the inner container is not intended to be sold separately, the net quantity
of contents placement requirement of this section applicable to such inner
containers is waived.
(g) The declaration shall accurately reveal the quantity of cosmetic in the
package exclusive of wrappers and other material packed therewith: Provided,
That:
(1) In the case of cosmetics packed in containers designed to deliver the
cosmetic under pressure, the declaration shall state the net quantity of the
contents that will be expelled when the instructions for use as shown on the
container are followed. The propellant is included in the net quantity
declaration; and
(2) In the case of a package which contains the integral components making
up a complete kit, and which is designed to deliver the components in the manner
of an application (for example, a home permanent wave kit), the declaration may
state the net quantity of the contents in nondeceptive terms of the number of
applications available in the kit when the instructions for use as shown on the
container are followed.
(h) The declaration shall appear in conspicuous and easily legible boldface
print or type in distinct contrast (by typography, layout, color, embossing, or
molding) to other matter on the package; except that a declaration of net
quantity blown, embossed, or molded on a glass or plastic surface is permissible
when all label information is so formed on the surface. Requirements of
conspicuousness and legibility shall include the specifications that:
(1) The ratio of height to width (of the letter) shall not exceed a
differential of 3 units to 1 unit (no more than 3 times as high as it is wide).
(2) Letter heights pertain to upper case or capital letters. When upper and
lower case or all lower case letters are used, it is the lower case letter "o"
or its equivalent that shall meet the minimum standards.
(3) When fractions are used, each component numeral shall meet one-half the
minimum height standards.
(i) The declaration shall be in letters and numerals in a type size
established in relationship to the area of the principal display panel of the
package and shall be uniform for all packages of substantially the same size by
complying with the following type specifications:
(1) Not less than one-sixteenth inch in height on packages the principal
display panel of which has an area of 5 square inches or less.
(2) Not less than one-eighth inch in height on packages the principal
display panel of which has an area of more than 5 but not more than 25 square
inches.
(3) Not less than three-sixteenths inch in height on packages the principal
display panel of which has an area of more than 25 but not more than 100 square
inches.
(4) Not less than one-fourth inch in height on packages the principal
display panel of which has an area of more than 100 square inches, except not
less than one-half inch in height if the area is more than 400 square inches.
Where the declaration is blown, embossed, or molded on a glass or plastic
surface rather than by printing, typing, or coloring, the lettering sizes
specified in paragraphs (i)(1) through (4) of this section shall be increased by
one-sixteenth of an inch.
(j) On packages containing less than 4 pounds or 1 gallon and labeled in
terms of weight or fluid measure:
(1) The declaration shall be expressed both in ounces, with identification
by weight or by liquid measure and, if applicable (1 pound or 1 pint or more),
followed in parentheses by a declaration in pounds for weight units, with any
remainder in terms of ounces or common or decimal fractions of the pound (as set
forth in paragraphs (m)(1) and (2) of this section), or in the case of liquid
measure, in the largest whole units (quarts, quarts and pints, or pints, as
appropriate) with any remainder in terms of fluid ounces or common or decimal
fractions of the pint or quart (as set forth in paragraphs (m)(3) and (4) of
this section). Net weight or fluid measure of less than 1 ounce shall be
expressed in common or decimal fractions of the respective ounce and not in
drams.
(2) The declaration may appear in more than one line. The term "net
weight" shall be used when stating the net quantity of contents in terms of
weight. Use of the terms "net" or "net contents" in terms of
fluid measure or numerical count is optional. It is sufficient to distinguish
avoirdupois ounce from fluid ounce through association of terms; for example, "Net
wt. 6 oz." or "6 oz. net wt." and "Net contents 6 fl. oz."
or "6 fl. oz."
(k) On packages containing 4 pounds or 1 gallon or more and labeled in terms
of weight or fluid measure, the declaration shall be expressed in pounds for
weight units with any remainder in terms of ounces or common or decimal
fractions of the pound; in the case of fluid measure, it shall be expressed in
the largest whole unit (gallons, followed by common or decimal fractions of a
gallon or by the next smaller whole unit or units (quarts or quarts and pints))
with any remainder in terms of fluid ounces or common or decimal fractions of
the pint or quart (as set forth in paragraph (m)(5) of this section).
(l) [Reserved]
(m) Examples:
(1) A declaration of 11/2 pounds weight shall be expressed as "Net wt.
24 oz. (1 lb. 8 oz.)", "Net wt. 24 oz. (11/2 lb.)", or "Net
wt. 24 oz. (1.5 lb.)".
(2) A declaration of three-fourths pound avoirdupois weight shall be
expressed as "Net wt. 12 oz."
(3) A declaration of 1 quart liquid measure shall be expressed as "Net
contents 32 fl. oz. (1 qt.)".
(4) A declaration of 13/4 quarts liquid measure shall be expressed as "Net
contents 56 fl. oz. (1 qt. 11/2 pt.)" or "Net contents 56 fl. oz. (1
qt. 1 pt. 8 oz.)" but not in terms of quart and ounce such as "Net
content 56 fl. oz. (1 qt. 24 oz.)".
(5) A declaration of 21/2 gallons liquid measure shall be expressed in the
alternative as "Net contents 2 gal. 2 qt." and not as "2 gal. 4
pt."
(n) For quantities, the following abbreviations and none other may be
employed (periods and plural forms are optional):
weight wt.gallon gal.
square sq.quart qt.
fluid fl. pint pt.
yard yd. ounce oz.
feet or foot ft.pound lb.
inch in.
(o) On packages labeled in terms of linear measure, the declaration shall be
expressed both in terms of inches and, if applicable (1 foot or more), the
largest whole units (yards, yards and feet, feet). The declaration in terms of
the largest whole units shall be in parentheses following the declaration in
terms of inches and any remainder shall be in terms of inches or common or
decimal fractions of the foot or yard. Examples are "86 inches (2 yd. 1 ft.
2 inches)", "90 inches (21/2 yd.)", "30 inches (2.5 ft.)",
etc.
(p) On packages labeled in terms of area measure, the declaration shall be
expressed in terms of square inches and, if applicable (1 square foot or more),
the largest whole square unit (square yards, square yards and square feet,
square feet). The declaration in terms of the largest whole units shall be in
parentheses following the declaration in terms of square inches and any
remainder shall be in terms of square inches or common or decimal fractions of
the square foot or square yard; for example, "158 sq. inches (1 sq. ft. 14
sq. inches)", etc.
(q) Nothing in this section shall prohibit supplemental statements at
locations other than the principal display panel(s) describing in nondeceptive
terms the net quantity of contents, provided that such supplemental statements
of net quantity of contents shall not include any term qualifying a unit of
weight, measure, or count that tends to exaggerate the amount of the cosmetic
contained in the package; for example, "giant pint" and "full
quart." Dual or combination declarations of net quantity of contents as
provided for in paragraphs (a), (c), and (j) of this section (for example, a
combination of net weight plus numerical count) are not regarded as supplemental
net quantity statements and shall be located on the principal display panel.
(r) A separate statement of the net quantity of contents in terms of the
metric system is not regarded as a supplemental statement and an accurate
statement of the net quantity of contents in terms of the metric system of
weight or measure may also appear on the principal display panel or on other
panels.
(s) The declaration of net quantity of contents shall express an accurate
statement of the quantity of contents of the package. Reasonable variations
caused by loss or gain of moisture during the course of good distribution
practice or by unavoidable deviations in good manufacturing practice will be
recognized. Variations from stated quantity of contents shall not be
unreasonably large.
Subpart C-Labeling of Specific Ingredients
701.20 Detergent substances, other than soap, intended for use in cleansing
the body.
701.30 Ingredient names established for cosmetic ingredient
701.20 Detergent substances, other than soap, intended for use in cleansing
the body.
(a) In its definition of the term "cosmetic," the Federal Food,
Drug, and Cosmetic Act specifically excludes soap. The term "soap" is
nowhere defined in the act. In administering the act, the Food and Drug
Administration interprets the term "soap" to apply only to articles
that meet the following conditions:
(1) The bulk of the nonvolatile matter in the product consists of an alkali
salt of fatty acids and the detergent properties of the article are due to the
alkali-fatty acid compounds; and
(2) The product is labeled, sold, and represented only as soap.
(b) Products intended for cleansing the human body and which are not "soap"
as set out in paragraph (a) of this section are "cosmetics," and
accordingly they are subject to the requirements of the act and the regulations
thereunder. For example, such a product in bar form is subject to the
requirement, among others, that it shall bear a label containing an accurate
statement of the weight of the bar in avoirdupois pounds and ounces, this
statement to be prominently and conspicuously displayed so as to be likely to be
read under the customary conditions of purchase and use.
701.30 Ingredient names established for cosmetic ingredient labeling.
The Commissioner establishes the following names for the purpose of cosmetic
ingredient labeling pursuant to paragraph (e) of 701.3:
+---------------------------------------------------------------------------------+
ªChemical name or descriptionªChemicalªEstablished label name
ª
ª ªformula ª ª
+------------------------------------+------------------+-------------------------ª
ªTrichlorofluoromethaneªCCl3FªChlorofluorocarbon 11.ª
+------------------------------------+------------------+-------------------------ª
ªTrichlorofluoromethane and 0.3 pct ªCCl3F+CH3NO2ªChlorofluorocarbon
11 S. ª
ªnitromethane ª ª ª
+------------------------------------+------------------+-------------------------ª
ªDichlorodifluoromethaneªCCl2F2ªChlorofluorocarbon 12.ª
+------------------------------------+------------------+-------------------------ª
ªChlorodifluoromethaneªCHClF2 ªHydrochlorofluorocarbon ª
ª ª ª22. ª
+------------------------------------+------------------+-------------------------ª
ª1, 2-dichloro-1, 1, 2,ªCClF2CClF2ªChlorofluorocarbon 114. ª
ª2-tetrafluoroethaneª ª ª
+------------------------------------+------------------+-------------------------ª
ª1-Chloro-1, 1-difluoroethaneªCH3CClF2ªHydrochlorofluorocarbon
ª
ª ª ª142 B. ª
+------------------------------------+------------------+-------------------------ª
ª1, 1-difluoroethaneªCH3CHF2 ªHydrofluorocarbon 152 A. ª
+------------------------------------+------------------+-------------------------ª
ªEthyl ester of hydrolyzed animalª ªEthyl ester of hydrolyzedª
ªprotein is the ester of ethylªªanimal protein.ª
ªalcohol and the hydrolysate ofªª ª
ªcollagen or other animal protein,ªª ª
ªderived by acid, enzyme, or otherªª ª
ªform of hydrolysis ª ª ª
+---------------------------------------------------------------------------------+
[42 FR 24255, May 13, 1977, as amended at 45 FR 3577, Jan. 18, 1980]
740.1 Establishment of warning statements.
740.2 Conspicuousness of warning statements.
740.1 Establishment of warning statements.
(a) The label of a cosmetic product shall bear a warning statement whenever
necessary or appropriate to prevent a health hazard that may be associated with
the product.
(b) The Commissioner of Food and Drugs, either on his own initiative or on
behalf of any interested person who has submitted a petition, may publish a
proposal to establish or amend, under subpart B of this part, a regulation
prescribing a warning for a cosmetic. Any such petition shall include an
adequate factual basis to support the petition, shall be in the form set forth
in part 10 of this chapter, and will be published for comment if it contains
reasonable grounds for the proposed regulation.
[40 FR 8917, Mar. 3, 1975, as amended at 42 FR 15676, Mar. 22, 1977]
740.2 Conspicuousness of warning statements.
(a) A warning statement shall appear on the label prominently and
conspicuously as compared to other words, statements, designs, or devices and in
bold type on contrasting background to render it likely to be read and
understood by the ordinary individual under customary conditions of purchase and
use, but in no case may the letters and/or numbers be less than 1/16 inch in
height, unless an exemption pursuant to paragraph (b) of this section is
established.
(b) If the label of any cosmetic package is too small to accommodate the
information as required by this section, the Commissioner may establish by
regulation an acceptable alternative method, e.g., type size smaller than 1/16
inch in height. A petition requesting such a regulation, as an amendment to this
section, shall be submitted to the Dockets Management Branch in the form
established in part 10 of this chapter.
[40 FR 8917, Mar. 3, 1975, as amended at 42 FR 15676, Mar. 22, 1977]
Subpart B-Warning Statements
740.10 Labeling of cosmetic products for which adequate substantiation of
safety has not been obtained.
740.11 Cosmetics in self-pressurized containers.
740.12 Feminine deodorant sprays.
740.17 Foaming detergent bath products.
740.18 Coal tar hair dyes posing a risk of cancer.
740.10 Labeling of cosmetic products for which adequate substantiation of
safety has not been obtained.
(a) Each ingredient used in a cosmetic product and each finished cosmetic
product shall be adequately substantiated for safety prior to marketing. Any
such ingredient or product whose safety is not adequately substantiated prior to
marketing is misbranded unless it contains the following conspicuous statement
on the principal display panel:
Warning-The safety of this product has not been determined.
(b) An ingredient or product having a history of use in or as a cosmetic may
at any time have its safety brought into question by new information that in
itself is not conclusive. The warning required by paragraph (a) of this section
is not required for such an ingredient or product if:
(1) The safety of the ingredient or product had been adequately
substantiated prior to development of the new information;
(2) The new information does not demonstrate a hazard to human health; and
(3) Adequate studies are being conducted to determine expeditiously the
safety of the ingredient or product.
(c) Paragraph (b) of this section does not constitute an exemption to the
adulteration provisions of the Act or to any other requirement in the Act or
this chapter.
740.11 Cosmetics in self-pressurized containers.
(a)
(1) The label of a cosmetic packaged in a self-pressurized container and
intended to be expelled from the package under pressure shall bear the following
warning:
Warning-Avoid spraying in eyes. Contents under pressure. Do not puncture or
incinerate. Do not store at temperature above 120· F. Keep out of reach of
children.
(2) In the case of products intended for use by children, the phrase "except
under adult supervision" may be added at the end of the last sentence in
the warning required by paragraph (a)(1) of this section.
(3) In the case of products packaged in glass containers, the word "break"
may be substituted for the word "puncture" in the warning required by
paragraph (a)(1) of this section.
(4) The words "Avoid spraying in eyes" may be deleted from the
warning required by paragraph (a)(1) of this section in the case of a product
not expelled as a spray.
(b)
(1) In addition to the warning required by paragraph (a)(1) of this section,
the label of a cosmetic packaged in a self-pressurized container in which the
propellant consists in whole or in part of a halocarbon or a hydrocarbon shall
bear the following warning:
Warning-Use only as directed. Intentional misuse by deliberately
concentrating and inhaling the contents can be harmful or fatal.
(2) The warning required by paragraph (b)(1) of this section is not required
for the following products:
(i) Products expelled in the form of a foam or cream, which contain less
than 10 percent propellant in the container.
(ii) Products in a container with a physical barrier that prevents escape of
the propellant at the time of use.
(iii) Products of a net quantity of contents of less than 2 ozs. that are
designed to release a measured amount of product with each valve actuation.
(iv) Products of a net quantity of contents of less than 1/2 oz.
(c)
(1) In addition to the warnings required by paragraphs (a)(1) and (b)(1) of
this section, the label on each package of a cosmetic in a self-pressurized
container in which the propellant consists in whole or in part of a fully
halogenated chlorofluoroalkane (chlorofluorocarbon) shall bear the following
warning:
Warning-Contains a chlorofluorocarbon that may harm the public health and
environment by reducing ozone in the upper atmosphere.
(2) The warning required by paragraph (c)(1) of this section shall appear on
an appropriate panel with such prominence and conspicuousness as to render it
likely to be read and understood by ordinary individuals under normal conditions
of purchase. The warning may appear on a firmly affixed tag, tape, card, or
sticker or similar overlabeling attached to the package. The warning shall
comply in all other respects with § 740.2, e.g., type-size requirements.
(3) The warning required by paragraph (c)(1) of this section is applicable
only to self-pressurized containers that use a chlorofluorocarbon in whole or in
part as a propellant to expel from the container liquid or solid material
different from the propellant.
[40 FR 8917, Mar. 3, 1975, as amended at 42 FR 22033, Apr. 29, 1977; 54 FR
39640, Sept. 27, 1989]
740.12 Feminine deodorant sprays.
(a) For the purpose of this section, the term "feminine deodorant spray"
means any spray deodorant product whose labeling represents or suggests that the
product is for use in the female genital area or for use all over the body.
(b) The label of a feminine deodorant spray shall bear the following
statement:
Caution-For external use only. Spray at least 8 inches from skin. Do not
apply to broken, irritated, or itching skin. Persistent, unusual odor or
discharge may indicate conditions for which a physician should be consulted.
Discontinue use immediately if rash, irritation, or discomfort develops.
The sentence "Spray at least 8 inches from skin" need not be
included in the cautionary statement for products whose expelled contents do not
contain a liquified gas propellant such as a halocarbon or hydrocarbon
propellant.
(c) Use of the word "hygiene" or "hygienic" or a similar
word or words renders any such product misbranded under section 602(a) of the
Federal Food, Drug, and Cosmetic Act. The use of any word or words which
represent or suggest that such products have a medical usefulness renders such
products misbranded under section 502(a) of the Act and illegal new drugs
marketed in violation of section 505 of the Act.
[40 FR 8929, Mar. 3, 1975]
740.17 Foaming detergent bath products.
(a) For the purpose of this section, a foaming detergent bath product is any
product intended to be added to a bath for the purpose of producing foam that
contains a surface-active agent serving as a detergent or foaming ingredient.
(b) The label of foaming detergent bath products within the meaning of
paragraph (a) of this section, except for those products that are labeled as
intended for use exclusively by adults, shall bear adequate directions for safe
use and the following caution:
Caution-Use only as directed. Excessive use or prolonged exposure may cause
irritation to skin and urinary tract. Discontinue use if rash, redness, or
itching occurs. Consult your physician if irritation persists. Keep out of reach
of children.
(c) In the case of products intended for use by children, the phrase "except
under adult supervision" may be added at the end of the last sentence in
the caution required by paragraph (b) of this section.
[51 FR 20475, June 5, 1986]
740.18 Coal tar hair dyes posing a risk of cancer.
(a) The principal display panel of the label and any labeling accompanying a
coal tar hair dye containing any ingredient listed in paragraph (b) of this
section shall bear, in accordance with the requirements of § 740.2, the
following:
Warning-Contains an ingredient that can penetrate your skin and has been
determined to cause cancer in laboratory animals.
(b) Hair dyes containing any of the following ingredients shall comply with
the requirements of this section: (1) 4-methoxy-m-phenylenediamine
(2,4-diaminoanisole) and (2) 4-methoxy-m-phenylenediamine sulfate
(2,4-diaminoanisole sulfate).
[44 FR 59522, Oct. 16, 1979]
EFFECTIVE DATE NOTE: At 47 FR 7829, Feb. 23, 1982, the effectiveness of §
740.18 was stayed until further notice. The stay was effective Sept. 18, 1980.
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